L Joseph Covas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
L Joseph Covas JR, who also goes by Louis Joseph Covas Jr, was a registered financial professional .
L Joseph is a previously registered financial professional and started their career in finance in 2004. L Joseph had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2012 - October 31, 2014
CERTUS INVESTMENT ADVISORS, LLC
September 4, 2009 - April 27, 2010
FIRST LEGACY SECURITIES, LLC
April 18, 2007 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2004 - November 28, 2006
MERRILL LYNCH TRUST COMPANY
State Registrations and Notice Filings
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Current Firm
CERTUS INVESTMENT ADVISORS, LLC
CRD#: 159221 / SEC#: 801-76679
Contact information
Red Flags
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