Jonathan B. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Barry Kaufman, who also goes by Jonathan B Kaufman, Jonathan Kaufman, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2004. Jonathan had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - June 20, 2024
LINCOLN INTERNATIONAL LLC
January 3, 2020 - February 21, 2024
PIPER SANDLER & CO.
September 10, 2019 - January 3, 2020
SANDLER, O'NEILL & PARTNERS, L.P.
August 30, 2017 - August 30, 2019
MOELIS & COMPANY LLC
May 4, 2012 - August 2, 2017
MARLIN & ASSOCIATES SECURITIES LLC
April 22, 2011 - March 12, 2012
US ARMA PARTNERS LP
April 4, 2008 - January 6, 2010
FTP SECURITIES LLC
June 23, 2006 - February 20, 2008
DEUTSCHE BANK SECURITIES INC.
November 23, 2004 - June 19, 2006
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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