Brian Anthony Kellett
CFP®Professional Summary
Brian Anthony Kellett, CFP® is a registered financial advisor currently at KELLETT WEALTH ADVISORS, LLC located in Cincinnati, Ohio. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
KELLETT SCHAFFNER WEALTH ADVISORS LLC | KELLETT WEALTH ADVISORS, LLC
Contact Information
Main Address
8944 Blue Ash Road, Cincinnati, OH 45242Phone Number
(513) 554-1472# of Employees
4SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,440AUM (Assets Under Management)
$344,003,237Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KELLETT SCHAFFNER WEALTH ADVISORS LLC | KELLETT WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(7/24/2018)
(7/6/2017)
(3/10/2017)
(2/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Brian Anthony Kellett's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
