AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AA

Allan A. Anderson

Some features on this profile are disabled
CRD#: 4781
AA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allan Andrew Anderson, who also goes by Pete Anderson, was a registered financial professional .

Allan is a previously registered financial professional and started their career in finance in 1972. Allan had worked at 17 firms and has passed the Series 63, PC, Series 7 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pete Anderson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 13, 1992 - August 18, 1992

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

BD
CRD#: 27181
Past

May 22, 1990 - January 17, 1991

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BD
CRD#: 22171
Past

March 19, 1990 - May 9, 1990

MAVEN SECURITIES, INC.

BD
CRD#: 22250
Past

June 14, 1989 - December 16, 1989

M. H. NOVICK & CO., INC.

BD
CRD#: 6293
Past

May 9, 1988 - May 25, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

February 1, 1988 - April 26, 1988

OBERWEIS SECURITIES, INC.

BD
CRD#: 7739
Past

May 12, 1986 - February 1, 1988

ENGLER-BUDD & COMPANY INC.

BD
CRD#: 1743
Past

November 6, 1985 - May 5, 1986

FIRST PREFERRED INVESTMENT CORPORATION

BD
CRD#: 1110
Past

September 26, 1985 - November 1, 1985

J.W. MCCLEES AND COMPANY, INC.

BD
CRD#: 5971
Past

January 21, 1983 - September 6, 1985

PAGEL INC.

BD
CRD#: 6007
Past

June 1, 1981 - February 16, 1983

ROBERT S. C. PETERSON, INC.

BD
CRD#: 6924
Past

October 6, 1980 - January 28, 1983

J. P. HOLDAHL & ASSOC., INC.

BD
CRD#: 7693
Past

May 20, 1980 - October 26, 1980

ENGLER-BUDD & COMPANY INC.

BD
CRD#: 1743
Past

January 7, 1980 - December 10, 1985

NOBLE SECURITIES CO.

BD
CRD#: 7066
Past

December 10, 1979 - March 11, 1980

J. P. HOLDAHL & ASSOC., INC.

BD
CRD#: 7693
Past

October 23, 1978 - December 5, 1979

P. J. KISCH & CO., INC.

BD
CRD#: 7631
Past

June 9, 1976 - December 30, 1978

PAGEL INC.

BD
CRD#: 6007
Past

October 4, 1974 - April 23, 1976

MIDWEST DISCOUNT SECURITIES, INC.

BD
CRD#: 6226
Past

July 29, 1974 - October 4, 1974

REUBEN-ALSTEAD AND ASSOCIATES

BD
CRD#: 1000003
Past

March 15, 1972 - September 1, 1974

CRAIG-HALLUM, INC.

BD
CRD#: 1546

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/15/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
PC
Date: 2/15/1989
AMEX Put and Call Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/9/1972
Registered Representative Examination

Current Firm


KM
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
HALLIDAY CAPITAL, INC. | KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

CRD#: 27181 / SEC#: , 8-42933

BD
Cancelled by SEC on 04/23/1996
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 02/12/1987
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

CRD#: 27181

TRUST BUT VERIFY

Monitor Allan Anderson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics