Allan A. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Andrew Anderson, who also goes by Pete Anderson, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1972. Allan had worked at 17 firms and has passed the Series 63, PC, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1992 - August 18, 1992
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
May 22, 1990 - January 17, 1991
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
March 19, 1990 - May 9, 1990
MAVEN SECURITIES, INC.
June 14, 1989 - December 16, 1989
M. H. NOVICK & CO., INC.
May 9, 1988 - May 25, 1989
MORGAN STANLEY DW INC.
February 1, 1988 - April 26, 1988
OBERWEIS SECURITIES, INC.
May 12, 1986 - February 1, 1988
ENGLER-BUDD & COMPANY INC.
November 6, 1985 - May 5, 1986
FIRST PREFERRED INVESTMENT CORPORATION
September 26, 1985 - November 1, 1985
J.W. MCCLEES AND COMPANY, INC.
January 21, 1983 - September 6, 1985
PAGEL INC.
June 1, 1981 - February 16, 1983
ROBERT S. C. PETERSON, INC.
October 6, 1980 - January 28, 1983
J. P. HOLDAHL & ASSOC., INC.
May 20, 1980 - October 26, 1980
ENGLER-BUDD & COMPANY INC.
January 7, 1980 - December 10, 1985
NOBLE SECURITIES CO.
December 10, 1979 - March 11, 1980
J. P. HOLDAHL & ASSOC., INC.
October 23, 1978 - December 5, 1979
P. J. KISCH & CO., INC.
June 9, 1976 - December 30, 1978
PAGEL INC.
October 4, 1974 - April 23, 1976
MIDWEST DISCOUNT SECURITIES, INC.
July 29, 1974 - October 4, 1974
REUBEN-ALSTEAD AND ASSOCIATES
March 15, 1972 - September 1, 1974
CRAIG-HALLUM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/15/1989
AMEX Put and Call ExamSeries 1
Date: 3/9/1972
Registered Representative ExaminationCurrent Firm
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
CRD#: 27181 / SEC#: , 8-42933
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
