Denver Mccarty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denver Mccarty, who also goes by Denver Gray Mccarty Jr, Denver Gray Mccarty, was a registered financial professional .
Denver is a previously registered financial professional and started their career in finance in 2004. Denver had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - December 5, 2012
WTS PROPRIETARY TRADING GROUP LLC
June 6, 2008 - January 2, 2009
CHICAGO INVESTMENT GROUP, LLC
June 6, 2008 - January 2, 2009
CHICAGO INVESTMENT GROUP, LLC
September 14, 2007 - June 3, 2008
CHASE INVESTMENT SERVICES CORP.
June 29, 2007 - June 3, 2008
CHASE INVESTMENT SERVICES CORP.
May 17, 2006 - June 22, 2007
U.S. BANCORP INVESTMENTS, INC.
April 2, 2004 - February 11, 2005
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
