DG
Daniele Ghiotti
VESTA WEALTH MANAGEMENT
MIAMI BEACH, FL 33139
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CRD#: 4780584
DG
Professional summary
Daniele Ghiotti, CFP®, CIMA® is a registered financial advisor currently at VESTA WEALTH MANAGEMENT, LLC located in Miami Beach, Florida.
Daniele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniele has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Daniele Ghiotti is a licensed insurance agent. He provides insurance needs analysis to those of Vesta Wealth's financial advisory clients that request such services and is licensed to recommend and facilitate sales of insurance products to Vesta Wealth Management clients.
Mr. Ghiotti also is an owner and principal of YBP1194, LLC, a limited liability company that owns and operates a real estate property. He spends approximately 4 hours of personal time per month on this business activity in non-securities market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniele Ghiotti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 30, 2013 - Present
VESTA WEALTH MANAGEMENT, LLC
Office #1: 1688 Meridian Avenue 7th Floor, Suite 700, Miami Beach, FL 33139RIA
CRD#: 167498
MIAMI BEACH, FL
Past
March 3, 2009 - May 20, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MIAMI, FL
Past
February 27, 2009 - May 20, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MIAMI, FL
Past
May 28, 2004 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN FRANCISCO, CA
Past
March 29, 2004 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VESTA WEALTH MANAGEMENT, LLC
BANOVIA WEALTH MANAGEMENT, LLC | VESTA WEALTH MANAGEMENT, LLC
CRD#: 167498 / SEC#: 801-113828
RIA
Registered Investment Advisory firm - (8/13/2018 Approved)California
Registered Investment Advisory firm - (9/15/2018 Terminated)Florida
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/16/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/10/2015)
IAR
Florida(5/30/2013)
IAR
Texas(7/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VW
VESTA WEALTH MANAGEMENT, LLC
BANOVIA WEALTH MANAGEMENT, LLC | VESTA WEALTH MANAGEMENT, LLC
CRD#: 167498 / SEC#: 801-113828
RIA
Registered Investment Advisory firm - (8/13/2018 Approved)California
Registered Investment Advisory firm - (9/15/2018 Terminated)Florida
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/16/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1688 Meridian Avenue 7th Floor, Suite 700, Miami Beach, FL 33139
Mailing Address
382 North East 191st Street Suite 81419, Miami, FL 33179
Phone number
(786) 579-2519
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 222 |
| AUM (Assets Under Management) | $ 302,501,503 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTA WEALTH MANAGEMENT, LLC
CRD#: 167498Miami Beach, FL 33139TRUST BUT VERIFY
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