DN
Derek J. Nutter
PINE GROVE FINANCIAL GROUP
Minnetonka, MN 55305
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CRD#: 4780176
DN
Professional summary
Derek Jonathan Nutter is a registered financial advisor currently at PINE GROVE FINANCIAL GROUP located in Minnetonka, Minnesota.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Derek has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
FIXED INSURANCE,
START 07/22/2010,
4HRS/WK (TRADING HOURS),
INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE;
2. ADVISORNET WEALTH MANAGEMENT,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
OUTSIDE RIA - ADVISORY BUSINESS,
START 09/03/2014,
40HRS/WK (32.5 TRADING HOURS),
ADVISORY REPRESENTATIVE;
3. NUTTER LOFT GROUP,
NOT INVESTMENT RELATED,
404 WASHINGTON AVE. N. #401, MINNEAPOLIS, MN 55461,
RENTAL PROPERTY,
START 08/14/2014,
1HR/WK (NON-TRADING HOURS),
OWNER;
4. NAME OF OTHER BUSINESS: NUTTER WEALTH MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: WEALTH MANAGEMENT
START DATE: 12/2015
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
POSITION/TITLE/RELATIONSHIP: 100% OWNER
BRIEF DESCRIPTION OF DUTIES: MANAGING SECURITIES WITHIN RETIREMENT ACCOUNTS & INDIVIDUAL ACCOUNTS.
5. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, INC.
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 8/2007
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Derek Jonathan Nutter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2020 - Present
PINE GROVE FINANCIAL GROUP
Office #1: 13100 Wayzata Blvd., Suite 300, Minnetonka, MN 55305RIA
CRD#: 308193
Minnetonka, MN
Past
September 19, 2014 - October 2, 2020
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Minnetonka, MN
Past
January 8, 2014 - September 5, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
June 30, 2004 - September 5, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH
CRD#: 308193 / SEC#: 801-118868
RIA
Registered Investment Advisory firm - (6/5/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH
CRD#: 308193 / SEC#: 801-118868
RIA
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Contact information
Main Address
796 Bielenberg Dr. Suite 103, Woodbury, MN 55125
Mailing Address
Phone number
(651) 714-0323
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,081 |
| AUM (Assets Under Management) | $ 1,247,926,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
