James William Owens
CFP®Professional Summary
James William Owens, CFP®, who also goes by Jim Owens, Jimmy Owens, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Covington, Kentucky. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Owens, Jimmy Owens
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Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
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CAPITAL ADVISORY SERVICES, LLC
Disclosures on record.
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Credentials
Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC
Contact Information
Main Address
50 E. Rivercenter Blvd Suite 301, Covington, KY 41011Phone Number
(859) 888-0356# of Employees
31SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,113AUM (Assets Under Management)
$1,654,120,334Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC
State Registrations and Notice Filings
(1/2/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James William Owens's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC