James W. Owens

JOURNEY ADVISORY GROUP

Covington, KY 41011

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CRD#: 4780124

Professional summary

James William Owens, CFP®, who also goes by Jim Owens, Jimmy Owens, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Covington, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Owens | Jimmy Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LANG ADVISORS: DBA- INTEGRITY CAPITAL, INVESTMENT RELATED, ADDRESS: 15 W 5TH STREET, RIA, POSITION: ?, START DATE: 08/2015, 40 HOURS DEVOTED AM MONTH, 40 HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: RIA BUSINESS WITH B/D COMPONENT. 2.CAZA PROSPERITIES, LLC, NON- INVESTMENT RELATED, ADDRESS- 2540 TOWERING RIDGE LN., FLORENCE, KY 41042, REAL ESTATE HOLDING COMPANY, POSITION: MEMBER, START DATE: 1/1/2015, 1 HOUR DEVOTED A MONTH, DUTIES- LLC MEMBER, 1/3 OWNERSHIP. 3. COVINGTON PARTNERS (NON-PROFIT), NON- INVESTMENT RELATED, ADDRESS: PO BOX 0426, COVINGTON, KY 41012, NON-PROFIT WRAP AROUND SERVICES, POSITION: Treasurer, START DATE: 10/2013, 5 HOURS DEVOTED A MONTH, 5 HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: BOARD MEMBER. 4. PKS FINANCIAL, 18 CORPORATE WOODS BLVD, 4TH FLOOR, ALBANY, NY 12211. NOT INVESTMENT RELATED, AGENT FOR FIXED INSURANCE AND FIXED ANNUITY SALES, 9/2015-PRESENT. 40 HRS/MONTH, 40 HRS/MONTH DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 2, 2020 - Present

JOURNEY ADVISORY GROUP, LLC

Office #1: 15 W 5th Street, Covington, KY 41011

RIA

CRD#: 171919

Covington, KY

Past

September 17, 2015 - January 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Covington, KY

Past

August 20, 2015 - February 3, 2020

CHANNEL ISLANDS GROUP

RIA

CRD#: 168868

COVINGTON, KY

Past

June 19, 2015 - August 4, 2015

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

FLORENCE, KY

Past

June 19, 2015 - August 4, 2015

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

FLORENCE, KY

Past

January 21, 2014 - June 19, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FLORENCE, KY

Past

February 29, 2012 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

FLORENCE, KY

Past

October 5, 2009 - June 18, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

FLORENCE, KY

Past

June 8, 2007 - October 5, 2009

FIRST KENTUCKY SECURITIES CORPORATION

CRD#: 7524

FRANKFORT, KY

Past

July 21, 2005 - May 4, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

ERLANGER, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

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Contact information

Main Address

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011

Mailing Address

Phone number

(859) 888-0356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY ADVISORY GROUP, LLC FORM ADV 2A (4/14/2025)

Regulatory assets under management

Total Number of Accounts	2,004
AUM (Assets Under Management)	$ 1,473,333,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James W. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CHANNEL ISLANDS GROUP

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

FIRST KENTUCKY SECURITIES CORPORATION

FIFTH THIRD SECURITIES, INC.

Primary Firm SEC Registration

JOURNEY ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2008

Series 6

Date: 7/19/2005

Current Firm

JOURNEY ADVISORY GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY ADVISORY GROUP, LLC

TRUST BUT VERIFY

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