Steven A. Renaldi

GEM ASSET MANAGEMENT

Plymouth, MI 48170

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CRD#: 4780117

Professional summary

Steven Arthur Renaldi is a registered financial advisor currently at GEM ASSET MANAGEMENT, LLC located in Plymouth, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Arthur Renaldi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2017 - Present

GEM ASSET MANAGEMENT, LLC

Office #1: 261 S. Main Street, Plymouth, MI 48170

RIA

CRD#: 124332

Plymouth, MI

Past

September 26, 2014 - December 31, 2016

GEM ASSET MANAGEMENT, LLC

RIA

CRD#: 124332

PLYMOUTH, MI

Past

May 21, 2010 - November 25, 2014

CAMBIA MANAGED CAPITAL ADVISORY, INC.

RIA

CRD#: 131072

PLYMOUTH, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEM ASSET MANAGEMENT, LLC

CRD#: 124332 / SEC#: 801-67414

RIA

Registered Investment Advisory firm - (1/18/2007 Approved)

Illinois

Registered Investment Advisory firm - (1/18/2007 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2010

Uniform Investment Adviser Law Examination

Current Firm

GEM ASSET MANAGEMENT, LLC

CRD#: 124332 / SEC#: 801-67414

RIA

Registered Investment Advisory firm - (1/18/2007 Approved)

Illinois

Registered Investment Advisory firm - (1/18/2007 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2015 Terminated)

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Contact information

Main Address

261 S. Main Street, Plymouth, MI 48170

Mailing Address

Phone number

(734) 737-9108

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 530,409,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven A. Renaldi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Arthur Renaldi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEM ASSET MANAGEMENT, LLC

GEM ASSET MANAGEMENT, LLC

CAMBIA MANAGED CAPITAL ADVISORY, INC.

Primary Firm SEC Registration

GEM ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2010

Current Firm

GEM ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEM ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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