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Deborah J. Doucet

Deborah J. Doucet

SACO RIVER FINANCIAL PLANNING
Bartlett, NH
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CRD#: 4780023
Deborah J. Doucet

Professional summary


Deborah J. Doucet, CFP®, who also goes by Deb Doucet, Deborah J. Ippolito, is a registered financial advisor currently at SACO RIVER FINANCIAL PLANNING located in Bartlett, New Hampshire.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Deborah has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Deb Doucet | Deborah J. Ippolito

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WRITE BOOKS THAT ARE SELF PUBLISHED. 2. ADJUNCT TEACHING.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Deborah J. Doucet's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2012

Experience


Current

January 7, 2015 - Present

SACO RIVER FINANCIAL PLANNING

RIA
CRD#: 173682
Bartlett, NH
Past

August 29, 2012 - January 12, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
NORTH CONWAY, NH
Past

August 29, 2012 - January 12, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
NORTH CONWAY, NH
Past

April 13, 2010 - August 28, 2012

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
LINCOLN, NH
Past

May 22, 2007 - August 28, 2012

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
LINCOLN, NH
Past

June 20, 2006 - May 4, 2007

OSAIC FS, INC.

BD
CRD#: 3870
MEREDITH, NH
Past

June 8, 2004 - April 8, 2005

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(2/26/2015)
IAR
New Hampshire
(1/7/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/12/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2012
General Securities Principal Examination

Current Firm


SR
SACO RIVER FINANCIAL PLANNING
SACO RIVER FINANCIAL PLANNING | SACO RIVER FINANCIAL PLANNING LLC

CRD#: 173682 / SEC#:

Maine
Registered Investment Advisory firm - (2/26/2015 Approved)
New Hampshire
Registered Investment Advisory firm - (1/1/2015 Approved)
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Contact information


Main Address
Bartlett, NH
Mailing Address
Po Box 233, Glen, NH 03838
Phone number
(603) 356-6734
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts128
AUM (Assets Under Management)$ 24,126,534

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SACO RIVER FINANCIAL PLANNING

CRD#: 173682Bartlett, NH

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