Luke R. Garland
Professional summary
Luke Robert Garland, who also goes by Lukas R Garland, Luke R Garland, Lucas Robert Garland, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2004. Luke has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Robert Garland's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2016 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215March 30, 2011 - October 3, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 20, 2010 - July 9, 2010
NATIONWIDE SECURITIES, LLC
February 6, 2009 - December 7, 2009
CUSO FINANCIAL SERVICES, L.P.
February 5, 2009 - December 7, 2009
CUSO FINANCIAL SERVICES, L.P.
February 28, 2007 - November 5, 2008
NATCITY INVESTMENTS, INC.
February 28, 2007 - November 5, 2008
NATCITY INVESTMENTS, INC.
August 1, 2006 - February 16, 2007
GUNNALLEN FINANCIAL, INC
July 28, 2006 - February 16, 2007
GUNNALLEN FINANCIAL, INC
April 21, 2005 - July 31, 2006
PRUCO SECURITIES, LLC.
August 2, 2004 - July 31, 2006
PRUCO SECURITIES, LLC.
April 14, 2004 - May 14, 2004
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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