DP
Devanand N. Persaud
BMO NESBITT BURNS SECURITIES LTD.
Toronto, Ontario, M5X-1A1
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CRD#: 4779881
DP
Professional summary
Devanand Nmn Persaud, who also goes by Devanand Persaud, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Devanand is registered as a RR (Registered Representative) and started their career in finance in 2004. Devanand has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Devanand Persaud
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Devanand Nmn Persaud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2004 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1 First Canadian Place, Floor 41 100 King Street West, Toronto, Ontario, M5X-1A1Office #2: 1 First Canadian Place 39th Floor, Toronto, Ontario, M5X 1H3BD
CRD#: 44057
Toronto, Ontario,
Past
September 17, 2013 - June 30, 2022
BMO CAPITAL MARKETS CORP.
BD
CRD#: 16686
TORONTO,
Past
May 20, 2004 - April 20, 2006
BMO CAPITAL MARKETS CORP.
BD
CRD#: 16686
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2020)
RR
Alaska(2/7/2020)
RR
Arizona(1/3/2020)
RR
Arkansas(1/3/2020)
RR
California(1/3/2020)
RR
Colorado(1/3/2020)
RR
Connecticut(1/3/2020)
RR
Delaware(1/3/2020)
RR
District of Columbia(1/3/2020)
RR
Florida(1/3/2020)
RR
Georgia(1/3/2020)
RR
Hawaii(1/3/2020)
RR
Idaho(1/3/2020)
RR
Illinois(1/3/2020)
RR
Indiana(2/7/2020)
RR
Iowa(1/3/2020)
RR
Kansas(1/3/2020)
RR
Kentucky(1/3/2020)
RR
Louisiana(1/3/2020)
RR
Maine(1/3/2020)
RR
Maryland(1/3/2020)
RR
Massachusetts(2/7/2020)
RR
Michigan(1/3/2020)
RR
Minnesota(1/3/2020)
RR
Mississippi(1/3/2020)
RR
Missouri(1/3/2020)
RR
Montana(1/3/2020)
RR
Nebraska(1/14/2020)
RR
Nevada(2/7/2020)
RR
New Hampshire(1/3/2020)
RR
New Jersey(1/3/2020)
RR
New Mexico(1/3/2020)
RR
New York(11/19/2007)
RR
North Carolina(2/7/2020)
RR
North Dakota(1/3/2020)
RR
Ohio(1/3/2020)
RR
Oklahoma(1/3/2020)
RR
Oregon(7/7/2023)
RR
Pennsylvania(2/7/2020)
RR
Puerto Rico(1/3/2020)
RR
Rhode Island(1/3/2020)
RR
South Carolina(1/3/2020)
RR
South Dakota(1/3/2020)
RR
Tennessee(1/3/2020)
RR
Texas(1/3/2020)
RR
Utah(2/6/2020)
RR
Vermont(1/3/2020)
RR
Virgin Islands(1/3/2020)
RR
Virginia(2/7/2020)
RR
Washington(1/3/2020)
RR
West Virginia(2/7/2020)
RR
Wisconsin(1/3/2020)
RR
Wyoming(1/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BN
BMO NESBITT BURNS SECURITIES LTD.
BMO CAPITAL MARKETS/BMO MARCHES DES CAPITAUX | NESBITT BURNS SECURITIES LTD. | BMO NESBITT BURNS VALEURS MOBILIERES LTEE | BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
C/o Legal Dept. 9th Floor 1 First Canadian Place M5x 1a1, Toronto, Ontario, M5X 1A1
Mailing Address
320 South Canal Street Floor 7, Chicago, IL 60606
Phone number
(312) 461-3918
Established
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057Toronto, Ontario, M5X-1A1TRUST BUT VERIFY
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