Jennifer Underwood

T. ROWE PRICE ASSOCIATES

COLORADO SPRINGS, CO 80920

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CRD#: 4779828

Professional summary

Jennifer Underwood, who also goes by Jennifer Amelia Fuller, Jennifer A Underwood, Jennifer A Walton, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Colorado Springs, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Amelia Fuller | Jennifer A Underwood | Jennifer A Walton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Underwood Ventures; Non investment related: COLORADO SPRINGS CO 80904, OWNER, 2/12/2014, 13 HOURS TOTAL, 0 DURING TRADING HOURS, RENTING OUT AND MANAGING DUPLEX PROPERTY. 2) ALLEN UNDERWOOD 401K TRUST; NOT INVESTMENT RELATED; COLORADO SPRINGS,CO; 50% OWNER; REAL ESTATE; 1/2018; 10 HOURS PER MONTH, 0 DURING TRADING; CONTRACT PROJECT MANAGER. 3) MyCoPeople; Non-Investment Related; 8/1/2024; Part Owner; Creative Design, craft creation, fair vending, finance/accounting; Mycology growing supplies, education, and mushroom related crafts; 10 hours per month; 0 during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Underwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2019 - Present

T. ROWE PRICE ASSOCIATES, INC.

Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920

RIA

CRD#: 105496

COLORADO SPRINGS, CO

Current

August 31, 2017 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920

CRD#: 8348

Colorado Springs, CO

Past

August 31, 2017 - March 6, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Colorado Springs, CO

Past

June 16, 2017 - July 17, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

DENVER, CO

Past

February 1, 2017 - July 17, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

February 1, 2017 - July 17, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

February 1, 2017 - July 17, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 5, 2012 - July 17, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Past

July 14, 2006 - December 4, 2012

SCOTTRADE, INC.

CRD#: 8206

WESTMINSTER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/31/2017)

IAR

Colorado
(3/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

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Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

Phone number

(410) 345-2000

Established

Firm type

Fiscal year end

# of Employees

3,947

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE ASSOCIATES, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,924
AUM (Assets Under Management)	$ 1,934,233,243,730

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer Underwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Underwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

NATIONAL PLANNING CORPORATION

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVEST FINANCIAL CORPORATION

NATIONAL PLANNING CORPORATION

SCOTTRADE, INC.

Primary Firm SEC Registration

T. ROWE PRICE ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2017

Series 63

Date: 8/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2006

Series 24

Date: 8/25/2011

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ASSOCIATES, INC.

TRUST BUT VERIFY

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