JC
Joshua A. Cooper
CLARUS WEALTH ADVISORS
Peoria, AZ 85381
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CRD#: 4779755
JC
Professional summary
Joshua Allen Cooper is a registered financial advisor currently at CLARUS WEALTH ADVISORS, LLC located in Peoria, Arizona and PRIVATE CLIENT SERVICES, LLC located in Peoria, Arizona.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Clarus Wealth Advisors. 9125 W Thunderbird Road, Suite 100, Peoria, AZ 85381. RIA. 160 hrs/mo 160 during trading hrs. 2) Fixed insurance, life insurance, Bell & Assoc, Ash. 9125 W Thunderbird Road, Suite 100, Peoria, AZ 85381. Sales of fixed annuities & life products. Agent. 40 hrs/mo; 40 during trading hrs. 3) Heritage Retirement Solutions LLC. 9125 W Thunderbird Rd, Suite 100, Peoria, AZ 85381. IAR and fixed insurance. Owner, IAR agent. 160 hrs/mo; 160 during trading hrs. Investment related. 4) Annexus Distribution. 10767 N Perimiter Dr, Scottsdale, AZ 85260. Fixed insurance IMO/FMO. Life, Fixed/indexed product sales only. Agent. 10 hrs/mo; 10 during trading hrs. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Allen Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2016 - Present
CLARUS WEALTH ADVISORS, LLC
Office #1: 9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381RIA
CRD#: 281160
Peoria, AZ
Current
October 31, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381RIA
BD
CRD#: 120222
Peoria, AZ
Past
August 28, 2017 - November 7, 2023
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
Peoria, AZ
Past
August 21, 2009 - August 30, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
PEORIA, AZ
Past
August 21, 2009 - August 30, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
PEORIA, AZ
Past
January 31, 2007 - August 24, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
PEORIA, AZ
Past
January 31, 2007 - August 25, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
PEORIA, AZ
Past
September 13, 2004 - August 24, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
PEORIA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(3/25/2016)
RR
Arizona(10/31/2023)
RR
California(10/31/2023)
RR
Hawaii(11/7/2024)
RR
Maryland(1/10/2024)
RR
Missouri(3/4/2025)
IAR
Texas(4/3/2017)
RR
Texas(10/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381
Mailing Address
Phone number
(623) 583-6840
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 256,942,795 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
