Aryeh L. Koenigsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aryeh Lee Koenigsberg, who also goes by Ari Lee Koenigsberg, Ari Koenigsberg, was a registered financial professional .
Aryeh is a previously registered financial professional and started their career in finance in 2004. Aryeh had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2012 - June 29, 2012
PRIMEX
May 8, 2009 - August 4, 2009
NEWBRIDGE SECURITIES CORPORATION
May 18, 2006 - September 24, 2007
ATLAS CAPITAL SERVICES, LLC
February 11, 2005 - October 28, 2005
MML INVESTORS SERVICES, LLC
March 31, 2004 - January 25, 2005
METROPOLITAN LIFE INSURANCE COMPANY
March 31, 2004 - January 25, 2005
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIMEX
CRD#: 29394 / SEC#: , 8-44331
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVANTAGE TRADING LLC | OWNER | |
| FELIX, WILFREDO JR | CEO, CCO, PRINCIPAL, FINOP, DIRECTOR | 2693672 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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