Edward R. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Russell Mcallister, who also goes by Russell Edward Mcallister, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2004. Edward had worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - December 2, 2013
H.C.WAINWRIGHT & CO., LLC
June 12, 2012 - July 2, 2013
CAPITAL GUARDIAN, LLC
June 19, 2008 - June 13, 2012
DRAGONFLY CAPITAL PARTNERS, LLC
May 9, 2006 - June 4, 2008
MERRIMAN CAPITAL, INC.
June 8, 2004 - May 9, 2006
THOMAS WEISEL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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