Todd D. Hough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Donald Hough was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2004. Todd had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2011 - April 29, 2013
SILBER BENNETT FINANCIAL, INC.
April 9, 2010 - September 10, 2010
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
September 9, 2009 - March 8, 2010
ARQUE CAPITAL, LTD.
April 12, 2004 - March 8, 2010
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SILBER BENNETT FINANCIAL, INC.
CRD#: 156435 / SEC#: , 8-68795
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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