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JP

Jia Peng

CRAFT CAPITAL MANAGEMENT
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 4779340
JP

Professional summary

Jia Peng is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York and GLADE POINT SECURITIES, LLC located in Chicago, Illinois.

Jia is registered as a RR (Registered Representative) and started their career in finance in 2004. Jia has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jia Peng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2025 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
BD
CRD#: 171350
Garden City, NY
Current

April 15, 2026 - Present

GLADE POINT SECURITIES, LLC

Office #1: 1411 W Fuller 2b, Chicago, IL 60608
BD
CRD#: 336674
CHICAGO, IL
Past

October 28, 2024 - June 12, 2025

STRATOSPHERE CAPITAL, LLC

BD
CRD#: 327749
NEW YORK, NY
Past

April 28, 2014 - December 31, 2020

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

July 5, 2004 - September 21, 2011

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/20/2025)
RR
New York
(6/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/17/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/2/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GLADE POINT SECURITIES, LLC
GLADE POINT SECURITIES, LLC

CRD#: 336674 / SEC#: , 8-71378

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1411 W Fuller 2b, Chicago, IL 60608
Mailing Address
1411 W Fuller 2b, Chicago, IL 60608
Phone number
(917) 660-5828
Established
Illinois since 05/07/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GLADE POINT CAPITAL INC.SOLE MEMBER OF GLADE POINT SECURITIES, LLC
ONESTO, RICHARD ERNESTFINOP2453096
PENG, JIACEO AND CCO4779340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLADE POINT SECURITIES, LLC

CRD#: 336674Garden City, NY 11530

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