Jia Peng
Professional summary
Jia Peng is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York.
Jia is registered as a RR (Registered Representative) and started their career in finance in 2004. Jia has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jia Peng's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2025 - Present
CRAFT CAPITAL MANAGEMENT LLC
Office #1: 377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530October 28, 2024 - June 12, 2025
STRATOSPHERE CAPITAL, LLC
April 28, 2014 - December 31, 2020
MIZUHO SECURITIES USA LLC
July 5, 2004 - September 21, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(6/20/2025)
(6/20/2025)
Exams
Series 79TO
Date: 11/17/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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