Jia Peng
Professional summary
Jia Peng is a registered financial professional currently at GLADE POINT SECURITIES, LLC located in Chicago, Illinois.
Jia is registered as a RR (Registered Representative) and started their career in finance in 2004. Jia has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jia Peng's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2026 - Present
GLADE POINT SECURITIES, LLC
Office #1: 1411 W Fuller 2b, Chicago, IL 60608June 20, 2025 - May 15, 2026
CRAFT CAPITAL MANAGEMENT LLC
October 28, 2024 - June 12, 2025
STRATOSPHERE CAPITAL, LLC
April 28, 2014 - December 31, 2020
MIZUHO SECURITIES USA LLC
July 5, 2004 - September 21, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/19/2025
General Securities Representative ExaminationSeries 79TO
Date: 11/17/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GLADE POINT SECURITIES, LLC
CRD#: 336674 / SEC#: , 8-71378
Contact information
Documents
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