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M. Albert Burke

CRD# 4777424·Registered 2004 - 2012
Previously Registered: Being a previously registered professional could mean that M. is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

M. Albert Burke, who also goes by Melvin A Burke, was a registered financial advisor. M. was a previously registered financial professional and started their career in finance 2004 - 2012. M. had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melvin A Burke

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

DOMINION INVESTOR SERVICES, INC.·CRD# 21548
BD
Statesboro, GA
April 30, 2012 - December 5, 2012
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Statesboro, GA
October 18, 2010 - January 30, 2012
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Statesboro, GA
July 26, 2010 - January 30, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Statesboro, GA
April 26, 2004 - May 28, 2010

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Current Firm

DI
DOMINION INVESTOR SERVICES, INC.

DOMINION INVESTOR SERVICES, INC. | REED SECURITIES COMPANY, INC. | PERFORMAX INVESTMENT SERVICES, INC.

CRD#: 21548 / SEC#: 8-39029
BD
Terminated by SEC on 12/20/2024

Contact Information

Established

Texas since 03/14/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DOMINION FINANCIAL SERVICES, INC.PARENT/SHAREHOLDER—
CRISLER, SHIRLEY MAEIP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER2118069
SHROPSHIRE, CAMERON EDWARD IIIVICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP2233524
SMITH, RIX CARLTONPRESIDENT, CEO, DIRECTOR, GP, MP,OP1061442

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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