MF
Michele Lee Fine
PARK AVENUE SECURITIES LLC
Jericho, NY 11753
Some features on this profile are disabled
CRD#: 4777273
MF
Professional summary
Michele Lee Fine, who also goes by Michele Lee Arzanipour Miss, Michele Aseel Mrs, Michele Assil Mrs, Michele Lee Fine, Michele Fine, Michele Lee Miss, Michele Lee, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Jericho, New York.
Michele Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michele Lee has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michele Lee Arzanipour Miss | Michele Aseel Mrs | Michele Assil Mrs | Michele Lee Fine | Michele Fine | Michele Lee Miss | Michele Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UJA Business Leader's Forum-Board Member - Attend monthly meetings or every other month, we discuss possible speakers that will bring together community participation and sense of connection and support, Start: 12/31/2012, Address: 6900 Jericho Turnpike, suite 302, syosset, ny 11791, 1 non bus hrs per month, Not Investment Related, 2. Women's International Zionist Organization (WIZO)- co-treasurer,. Start: 01/01/2001, Address: 950 3rd Avenue Suite 901 New York, New York 10022, 2 hours per month 0 during securities trading hours, Not Investment Related, 3. Co-Executor and Co-Trustee of Sabrina Horn's 2015 Last Will and Testament-I don't perform any duties or have any responsibilities. It would be triggered at death,. Start: 04/19/2017, Address: 3 Hemlock Drive, Brookville, NY 11545, 0 hrs per month, Not investment related, 4. Cornerstone Financial Management LLC-Service provided to select individuals who struggle with managing cash flow , Start date: 02/01/2013, Address: 50 Jericho Quadrangle, Suite 301 Jericho, NY 11753 , 10 non bus hrs per month, Investment related, 5. Cornerstone Wealth Advisory LLC-This entity is the 'brand' name, or DBA that I conduct all of my insurance and investment business through as a Guardian FR and registered representative of Park Avenue Securities,. Start: 01/01/2014, Address: 50 Jericho Quadrangle, suite 301, Jericho, NY 11753, 200 bus hrs per month, Investment related, >10% annual compensation, 6) Trustee for my parents estate, Start: 03/11/2021, Address: 3 Hemlock Drive, Brookville, NY 11545, 0 total hours per month, Not investment related, No annual compensation, 7) Trustee of the Randy Fine 2021 Trust, Start: 06/21/2021, Address: 3 Hemlock Drive, Brookville, NY 11545, 0 total hours per month, Not investment related, No annual compensation, 8) Brokering OBA-Selling Insurance products through outside carriers, Start: 11/12/2024, Address: 100 Jericho Quadrangle, suite 332, Jericho, NY 11753, 1 total hour per month; 1 during securities trading hours, , Investment related, Less than 10% annual compensation, 9) Successor trustee-Brother, Robert Arzanipour's estate, Start: 11/15/2024, Address: 100 Jericho Quadrangle, suite 332, Jericho, NY 11753, 0 total hours per month, Not investment related, No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Michele Lee Fine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michele Lee Fine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 100 Jericho Quadrangle Suite 332, Jericho, NY 11753Office #2: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
Jericho, NY
Current
April 13, 2004 - Present
PARK AVENUE SECURITIES LLC
Office #1: 100 Jericho Quadrangle Suite 332, Jericho, NY 11753Office #2: 437 Madison Avenue 29th Floor, New York, NY 10022RIA
BD
CRD#: 46173
Jericho, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/29/2016)
IAR
Arizona(8/22/2016)
RR
California(11/16/2012)
IAR
California(7/3/2013)
RR
Colorado(6/22/2016)
IAR
Colorado(2/26/2021)
RR
Connecticut(2/7/2005)
IAR
Connecticut(7/3/2013)
RR
District of Columbia(9/24/2013)
IAR
District of Columbia(10/1/2013)
RR
Florida(4/23/2008)
IAR
Florida(6/28/2013)
RR
Illinois(4/11/2025)
IAR
Illinois(4/14/2025)
RR
Indiana(5/7/2021)
IAR
Indiana(5/7/2021)
RR
Louisiana(10/1/2018)
IAR
Louisiana(3/5/2021)
RR
Maryland(3/17/2021)
IAR
Maryland(5/19/2021)
RR
Massachusetts(10/2/2008)
IAR
Massachusetts(7/1/2013)
RR
New Jersey(11/3/2004)
IAR
New Jersey(6/19/2013)
RR
New York(5/6/2004)
IAR
New York(4/16/2021)
RR
North Carolina(10/2/2018)
IAR
North Carolina(2/23/2021)
RR
Ohio(3/9/2021)
IAR
Ohio(3/9/2021)
RR
Pennsylvania(9/24/2013)
IAR
Pennsylvania(9/24/2013)
RR
South Carolina(1/23/2019)
IAR
South Carolina(9/10/2019)
RR
South Dakota(8/11/2021)
IAR
South Dakota(8/12/2021)
RR
Texas(10/1/2018)
IAR
Texas(3/4/2021)
RR
Virginia(2/23/2010)
IAR
Virginia(2/11/2021)
RR
Wisconsin(9/3/2021)
IAR
Wisconsin(9/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
