Peter M. Geiringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Michael Geiringer, who also goes by Peter Geiringer, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2004. Peter had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - December 7, 2012
ESSEX NATIONAL SECURITIES, LLC
January 9, 2012 - December 7, 2012
ESSEX NATIONAL SECURITIES, LLC
November 13, 2009 - November 16, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - November 16, 2010
PNC WEALTH MANAGEMENT LLC
October 26, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
October 20, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
May 15, 2009 - June 5, 2009
BOENNING & SCATTERGOOD, INC.
May 14, 2009 - June 5, 2009
BOENNING & SCATTERGOOD, INC.
June 10, 2004 - May 13, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
