Marcus C. Shaffer
SEARCY FINANCIAL SERVICES
Overland Park, KS 66213-2703
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CRD#: 4777059
Professional summary
Marcus Clinton Shaffer, AIF®, CFP® is a registered financial advisor currently at SEARCY FINANCIAL SERVICES, INC. located in Overland Park, Kansas and ALLOS INVESTMENT ADVISORS, LLC located in Overland Park, Kansas.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Marcus has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Biography
Our Process
We start by asking the question: Where do you want to be?
This sparks a discussion that helps us uncover what means the most to you and the type of financial plan you need to get the most out of life. It also helps us uncover potential roadblocks and opportunities so we can meet them head on. While each client will experience our rigorously researched and implemented investment strategies, the other pieces of your financial plan are dictated by your choosing. We incorporate areas such as estate planning, college funding, generational wealth transfer, tax management, philanthropy and insurance strategies – all are available if and when you need them.
Don't worry about missing something. We meet regularly to keep up on what's happening in your life. Financial planning is a process, and we will continue to review and recalibrate your plan as your life evolves.
Goals & Needs Discovery
Obstacles & Opportunities
Plan Presentation
Plan Agreement & Implementation
Review & Recalibration
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Income Management
Insurance Planning
Estate Planning
Investment Planning
Tax Planning
Retirement Planning
Debt Management
Do you have an area of expertise or specialization?
Estate & Generational Planning...
Investment Advice with Ongoing...
Medical Professionals
Retirement Plan Investment Adv...
Special Needs Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Active Insurance License; No time Allocated; No Insurance Sales Performed.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Clinton Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
November 6, 2007 - Present
SEARCY FINANCIAL SERVICES, INC.
Office #1: 12980 Foster Street Suite 160, Overland Park, KS 66213-2703RIA
CRD#: 105807
Overland Park, KS
Current
January 3, 2011 - Present
ALLOS INVESTMENT ADVISORS, LLC
Office #1: 12980 Foster Street Suite 160, Overland Park, KS 66213RIA
CRD#: 155541
Overland Park, KS
Past
January 5, 2006 - April 6, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
CLAYTON, MO
Past
December 15, 2005 - April 6, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SEARCY FINANCIAL SERVICES, INC.
SEARCY FINANCIAL SERVICES LLC | SEARCY FINANCIAL SERVICES, INC.
CRD#: 105807 / SEC#: 801-16377
RIA
Registered Investment Advisory firm - (9/24/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(11/6/2007)
IAR
Texas(11/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SEARCY FINANCIAL SERVICES, INC.
SEARCY FINANCIAL SERVICES LLC | SEARCY FINANCIAL SERVICES, INC.
CRD#: 105807 / SEC#: 801-16377
RIA
Registered Investment Advisory firm - (9/24/1981 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12980 Foster Street Suite 160, Overland Park, KS 66213-2703
Mailing Address
Phone number
(913) 814-3800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,048 |
| AUM (Assets Under Management) | $ 447,672,389 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 06/03/2025 | ||
| 03/24/2025 | ||
| 03/20/2024 | ||
| 03/01/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SEARCY FINANCIAL SERVICES, INC.
CRD#: 105807Overland Park, KS 66213-2703TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
