Pamela Sue Harrison | Financial Professional | Simpsonville, South Carolina | SECURE ASSET MANAGEMENT, L.L.C.

Professional summary

Pamela Sue Harrison, who also goes by Pam Harrison, Pamela S Harrison, Pamela Sue Harrison, Pamela Harrison-hess, is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Simpsonville, South Carolina.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Pamela has worked at 13 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pam Harrison | Pamela S Harrison | Pamela Sue Harrison | Pamela Harrison-Hess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARRISON FINANCIAL - INVESTMENT RELATED - Simpsonville, SC - DBA - OWNER / FINANCIAL ADVISOR - START 01/2017 - 140 HOURS/MONTH, 100 DURING TRADING HOURS - MANAGE ASSETS, PROVIDE ADVICE, PERFORM STANDARD DUTIES AS A FINANCIAL ADVISOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Sue Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2024 - Present

SECURE ASSET MANAGEMENT, L.L.C.

Office #1: 8 Dapple Gray Ct, Simpsonville, SC 29680

RIA

CRD#: 144046

Simpsonville, SC

Past

August 10, 2021 - April 24, 2024

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

TAYLORS, SC

Past

August 10, 2021 - April 24, 2024

SCF SECURITIES, INC.

BD

CRD#: 47275

Simpsonville, SC

Past

January 12, 2017 - August 12, 2021

BFC PLANNING, INC.

RIA

CRD#: 119682

New York, NY

Past

January 10, 2017 - August 12, 2021

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD

CRD#: 13609

New York, NY

Past

April 21, 2014 - February 9, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

April 17, 2014 - February 9, 2017

MORGAN STANLEY

BD

CRD#: 149777

NEW YORK, NY

Past

November 29, 2011 - April 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SPARTANBURG, SC

Past

November 28, 2011 - April 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

SPARTANBURG, SC

Past

August 1, 2011 - November 23, 2011

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

DUNCAN, SC

Past

June 23, 2011 - November 23, 2011

NYLIFE SECURITIES LLC

BD

CRD#: 5167

DUNCAN, SC

Past

October 16, 2009 - November 12, 2010

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

COLUMBIA, SC

Past

June 9, 2009 - November 12, 2010

PRUCO SECURITIES, LLC.

BD

CRD#: 5685

COLUMBIA, SC

Past

February 22, 2007 - August 6, 2008

COLONY PARK FINANCIAL SERVICES LLC.

BD

CRD#: 41534

GREENVILLE, SC

Past

February 2, 2007 - December 31, 2008

HARRISON FINANCIAL

RIA

CRD#: 142218

GREENVILLE, SC

Past

October 27, 2004 - January 31, 2007

CANTELLA & CO., INC.

RIA

CRD#: 13905

GREENVILLE, SC

Past

April 5, 2004 - January 31, 2007

CANTELLA & CO., INC.

BD

CRD#: 13905

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SA

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 10/22/2004

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 4/2/2004

General Securities Representative Examination

Current Firm

SA

SECURE ASSET MANAGEMENT, L.L.C.

CRD#: 144046 / SEC#: 801-113954

RIA

Registered Investment Advisory firm - (9/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2018 Terminated)

Colorado

Registered Investment Advisory firm - (9/17/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/18/2018 Terminated)

New York

Registered Investment Advisory firm - (9/17/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/17/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2565 West Maple Rd, Troy, MI 48084

Mailing Address

Phone number

(248) 414-1562

Established

Firm type

Fiscal year end

# of Employees

53

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/26/2025)

Regulatory assets under management

Total Number of Accounts	4,714
AUM (Assets Under Management)	$ 890,034,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pamela S. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Sue Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

COLONY PARK FINANCIAL SERVICES LLC.

HARRISON FINANCIAL

CANTELLA & CO., INC.

CANTELLA & CO., INC.

Primary Firm SEC Registration

SECURE ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2004

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2004

Current Firm

SECURE ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE ASSET MANAGEMENT, L.L.C.

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