Tracy A. Kuntz
TOWNELEY CAPITAL MANAGEMENT | President
Laguna Hills, CA 92653
Some features on this profile are disabled
CRD#: 4776854
Professional summary
Tracy Ann Kuntz, CFP®, who also goes by Tracy A. Kuntz, Tracy Thatcher Kuntz, Tracy Ann Thatcher, is a registered financial advisor currently at TOWNELEY CAPITAL MANAGEMENT, INC. located in Laguna Hills, California.
Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Tracy has worked at 2 firms .
Biography
Helping organizations and individuals thrive, make a difference, and realize lasting impact has been Ms. Kuntz’s focus since joining Towneley nearly 35 years ago. A CERTIFIED FINANCIAL PLANNER™ certificant for over 20 years, she manages company operations including all client portfolios, compliance issues and marketing activities. Ms. Kuntz is known by Towneley’s institutional clients for her expertise in fiduciary solutions and for strategizing the growth and development of director boards. Her keen interest in stewardship has also benefitted local nonprofit organizations where she has served as a board member.
Question & Answer
What are your service offerings?
Investment Planning
Do you have an area of expertise or specialization?
Attending College
Budget & Debt Management
Comprehensive Financial Planni...
Estate Planning
Investment Management
Employee Benefits
Life Planning
Retirement
Are you a "fiduciary"?
Yes
Aliases
Tracy A. Kuntz | Tracy Thatcher Kuntz | Tracy Ann Thatcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLVUZ TECHNOLOGIES, INC., 32409 CALLE PERFECTO, SAN JUAN CAPISTRANO, CA 92675. PROVIDER OF ELECTRONIC SECURITY PRODUCTS AND SERVICES. NOT INVESTMENT RELATED. DIRECTOR SINCE 2015. I DEVOTE 2 HOURS ANNUALLY AND ONE HOUR PER QUARTER TO THIS BUSINESS, NONE OF THIS TIME DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Ann Kuntz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Education
University of Southern California
University of California, Irvine
Experience
Current
December 19, 2013 - Present
TOWNELEY CAPITAL MANAGEMENT, INC.
Office #1: 23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653RIA
CRD#: 169863
Laguna Hills, CA
Past
July 8, 1997 - January 31, 2014
TOWNELEY CAPITAL MANAGEMENT, INC.
RIA
CRD#: 108882
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOWNELEY CAPITAL MANAGEMENT, INC.
TOWNELEY CAPITAL MANAGEMENT, INC. | TOWNELEY INVESTMENT MANAGEMENT, INC.
CRD#: 169863 / SEC#: 801-78957
RIA
Registered Investment Advisory firm - (12/19/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/19/2013)
IAR
Texas(12/19/2013)
Exams
Current Firm
TC
TOWNELEY CAPITAL MANAGEMENT, INC.
TOWNELEY CAPITAL MANAGEMENT, INC. | TOWNELEY INVESTMENT MANAGEMENT, INC.
CRD#: 169863 / SEC#: 801-78957
RIA
Registered Investment Advisory firm - (12/19/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653
Mailing Address
Phone number
(949) 837-3580
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 423 |
| AUM (Assets Under Management) | $ 1,024,211,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOWNELEY CAPITAL MANAGEMENT, INC.
PresidentCRD#: 169863Laguna Hills, CA 92653TRUST BUT VERIFY
Monitor Tracy Kuntz
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
