Michael G. Felty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Glen Felty was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 5 firms and has passed the Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2016 - April 20, 2023
CITADEL SECURITIES INSTITUTIONAL LLC
April 7, 2015 - April 20, 2023
CITADEL CLEARING LLC
August 11, 2005 - January 30, 2009
CITADEL TRADING GROUP L.L.C.
August 11, 2005 - April 20, 2023
PALAFOX TRADING LLC
August 11, 2005 - April 20, 2023
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/29/2008
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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