AC
Anthony M. Cisek
J. W. COLE ADVISORS
Hobe Sound, FL 33455
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CRD#: 4776777
AC
Professional summary
Anthony Michael Cisek, CFP®, who also goes by Anthony Michael Cisek Mr, Tony Cisek, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Hobe Sound, Florida and J.W. COLE FINANCIAL, INC. located in Jupiter, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Michael Cisek Mr | Tony Cisek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) A) CISEK CAPITAL DBA FINANCIAL PLANNING ASSOCIATES B) INVESTMENT RELATED C) 1080 INDIANTOWN ROAD, SUITE # 201, JUPITER, FL 33477 D) D/B/A ENTITY E) OWNER & AGENT F) 01/15/2010 G) 80 HOURS/MONTH H) 80 HOURS/MONTH DURING TRADING HOURS I) SALE OF NON-VARIABLE INSURANCE PRODUCTS
2) A) CISEK ART B) NOT INVESTMENT RELATED C) 1080 EAST INDIANTOWN RD #100 JUPITER, FL 33477 D) ART CREATION AND MARKETING D) OWNER/ARTIST E) 2007 F) 1-2 HRS/MONTH G) 2007 H) NONE DURING TRADING I) OWNER J) OFFICER
3)A)OCEANSIDE WEALTH MANAGEMENT/DBA B)ADDRESS: SAME AS BRANCH C)FINANCIAL SERVICES D) TITLE / POSITION: ADVISOR E) START DATE: 3/1/2016 F) 10 HRS PER MONTH G) 10 HRS DURING TRADING H) DUTIES: MARKETING/DESIGN/PROMOTION/ADMIN I) COMPANY OFFICER/DIRECTOR: NO J) CLIENTS INVOLVED:NO
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Michael Cisek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 21, 2009 - Present
J. W. COLE ADVISORS, INC.
Office #1: 10762 Se Federal Highway, Hobe Sound, FL 33455Office #2: 601 Heritage Drive Suite 225, Jupiter, FL 33458RIA
CRD#: 112294
Hobe Sound, FL
Current
November 19, 2009 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 601 Heritage Drive Suite 209, Jupiter, FL 33458Office #2: 10762 Se Federal Highway, Hobe Sound, FL 33455BD
CRD#: 124583
JUPITER, FL
Past
November 11, 2009 - November 17, 2009
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BOCA RATON, FL
Past
May 29, 2008 - November 6, 2009
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
WEST PALM BEACH, FL
Past
May 23, 2008 - November 6, 2009
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
WEST PALM BEACH, FL
Past
August 16, 2007 - January 14, 2008
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
JUPITER, FL
Past
August 15, 2007 - January 14, 2008
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
JUPITER, FL
Past
June 29, 2004 - February 15, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
WEST PALM BEACH, FL
Past
June 24, 2004 - February 15, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2018)
RR
Arizona(1/4/2018)
RR
California(7/1/2010)
RR
Colorado(1/5/2018)
RR
Florida(12/16/2009)
IAR
Florida(12/21/2009)
RR
Georgia(4/20/2018)
RR
Massachusetts(1/5/2018)
RR
Michigan(1/4/2018)
RR
Minnesota(1/11/2018)
RR
Missouri(4/21/2016)
RR
Nevada(1/5/2018)
RR
New Hampshire(1/6/2014)
RR
New York(1/2/2018)
RR
North Carolina(4/13/2012)
RR
Pennsylvania(1/3/2018)
RR
Rhode Island(3/21/2019)
RR
South Carolina(4/17/2018)
RR
Tennessee(1/5/2018)
RR
Texas(1/2/2018)
RR
Virginia(1/4/2018)
RR
Wisconsin(1/2/2018)
RR
Wyoming(5/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
