Wesley Edouard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Edouard, who also goes by Wes Edouard, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2004. Wesley had worked at 5 firms and has passed the Series 66, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2015 - October 7, 2015
JACKSON WEALTH MANAGEMENT, LLC
July 29, 2010 - July 17, 2015
FISHER INVESTMENTS
October 16, 2009 - June 24, 2010
TRUIST INVESTMENT SERVICES, INC.
October 7, 2009 - June 24, 2010
TRUIST INVESTMENT SERVICES, INC.
January 16, 2009 - June 4, 2009
TRUIST INVESTMENT SERVICES, INC.
January 5, 2009 - June 4, 2009
TRUIST INVESTMENT SERVICES, INC.
August 13, 2007 - September 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2007 - September 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2007 - August 15, 2007
A. G. EDWARDS & SONS, INC.
April 27, 2007 - August 15, 2007
A. G. EDWARDS & SONS, INC.
June 14, 2004 - July 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2004 - July 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
JACKSON WEALTH MANAGEMENT, LLC
CRD#: 147642 / SEC#: 801-69469
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON WEALTH MANAGEMENT, LLC
CRD#: 147642 / SEC#: 801-69469
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,107 |
| AUM (Assets Under Management) | $ 856,743,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
