Henry Montgomery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Montgomery, who also goes by Henry J Montgomery, Henry Jerome Montgomery Jr, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2004. Henry had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2012 - November 14, 2012
QUESTAR ASSET MANAGEMENT, INC.
May 16, 2012 - November 14, 2012
QUESTAR CAPITAL CORPORATION
August 24, 2009 - May 17, 2012
VALIC FINANCIAL ADVISORS, INC.
August 24, 2009 - May 17, 2012
VALIC FINANCIAL ADVISORS, INC.
September 11, 2008 - June 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 2008 - June 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2007 - June 30, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 11, 2004 - September 20, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
May 31, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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