Christopher M. Hawn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher M Hawn was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - October 3, 2017
LOCUST CAPITAL MANAGEMENT LLC
January 11, 2016 - October 27, 2016
WINTHROP PARTNERS - EPA, LLC
May 11, 2015 - September 4, 2015
STADION MONEY MANAGEMENT, LLC
May 23, 2013 - August 26, 2015
ALPS DISTRIBUTORS, INC.
September 28, 2012 - May 1, 2013
STRATCAP SECURITIES, LLC
April 19, 2011 - September 6, 2012
KBS CAPITAL MARKETS GROUP LLC
January 1, 2005 - April 15, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOCUST CAPITAL MANAGEMENT LLC
CRD#: 148148 / SEC#: 801-71513
Contact information
Red Flags
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