Jeffrey M. Moss

MOSS, LUSE & WOMBLE

Plano, TX 75024

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CRD#: 4776080

Professional summary

Jeffrey Matthew Moss, CFP®, who also goes by Jeff Moss, Jeffrey M Moss, is a registered financial advisor currently at MOSS, LUSE & WOMBLE, LLC located in Plano, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Moss | Jeffrey M Moss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Matthew Moss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 5, 2010 - Present

MOSS, LUSE & WOMBLE, LLC

Office #1: 5160 Tennyson Parkway Suite 2000w, Plano, TX 75024

RIA

CRD#: 152841

Plano, TX

Past

March 28, 2007 - January 14, 2010

CAIN, WATTERS & ASSOCIATES, LLC

RIA

CRD#: 111521

DALLAS, TX

Past

August 11, 2004 - March 16, 2007

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

DALLAS, TX

Past

July 27, 2004 - March 16, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSS, LUSE & WOMBLE, LLC

MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP

CRD#: 152841 / SEC#: 801-114973

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/15/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/12/2010)

IAR

Texas
(3/5/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2004

General Securities Representative Examination

Current Firm

MOSS, LUSE & WOMBLE, LLC

MOSS, LUSE & WOMBLE, LLC | MOSS, LUSE, WOMBLE | MOSS, LUSE & WOMBLE, LLP

CRD#: 152841 / SEC#: 801-114973

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/15/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2019 Terminated)

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Contact information

Main Address

5160 Tennyson Parkway Suite 2000w, Plano, TX 75024

Mailing Address

Phone number

(972) 674-2584

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSS, LUSE & WOMBLE BROCHURE (10/27/2025)

Regulatory assets under management

Total Number of Accounts	2,951
AUM (Assets Under Management)	$ 595,179,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Matthew Moss's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSS, LUSE & WOMBLE, LLC

CAIN, WATTERS & ASSOCIATES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MOSS, LUSE & WOMBLE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2004

Series 7

Date: 7/26/2004

Current Firm

MOSS, LUSE & WOMBLE, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOSS, LUSE & WOMBLE, LLC

TRUST BUT VERIFY

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