Amir N. Arazi

PINETREE ADVISORS

Miami, FL 33180

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CRD#: 4776072

Professional summary

Amir Nmn Arazi, who also goes by Amir Arazi, is a registered financial advisor currently at PINETREE ADVISORS CORP. located in Miami, Florida.

Amir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Amir has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amir Arazi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE, INVESTMENT-RELATED, SAME ADDRESS AS BRANCH, POSITION: INSURANCE AGENT, START DATE: 04/14/2016, SPEND APPROXIMATELY 3-5 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Nmn Arazi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

PINETREE ADVISORS CORP.

Office #1: 2420 Ne Miami Gardens Drive Suite 203, Miami, FL 33180

RIA

CRD#: 299275

Miami, FL

Past

August 26, 2010 - December 13, 2011

STANCHART SECURITIES INTERNATIONAL, INC.

CRD#: 145126

MIAMI, FL

Past

February 11, 2010 - August 24, 2010

HAPOALIM SECURITIES USA, INC.

CRD#: 266

AVENTURA, FL

Past

February 22, 2007 - December 31, 2008

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

January 1, 2005 - May 31, 2005

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

October 18, 2004 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

July 13, 2004 - August 24, 2004

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/12/2004

General Securities Representative Examination

Current Firm

PINETREE ADVISORS CORP.

CRD#: 299275 / SEC#: 801-124739

RIA

Registered Investment Advisory firm - (12/12/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2420 Ne Miami Gardens Drive Suite 203, Miami, FL 33180

Mailing Address

Phone number

(305) 510-8772

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 78,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amir N. Arazi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Nmn Arazi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINETREE ADVISORS CORP.

STANCHART SECURITIES INTERNATIONAL, INC.

HAPOALIM SECURITIES USA, INC.

HAPOALIM SECURITIES USA, INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

UBS INTERNATIONAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2025

Series 63

Date: 2/16/2010

Series 7

Date: 7/12/2004

Current Firm

PINETREE ADVISORS CORP.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PINETREE ADVISORS CORP.

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