Walter L. Lipski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter L. Lipski was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2004. Walter had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2014 - September 18, 2014
DRJ CAPITAL ADVISORS, LLC
June 6, 2008 - June 11, 2010
BURCH & COMPANY, INC
April 3, 2008 - January 16, 2014
BURCH & COMPANY, INC
February 22, 2005 - April 4, 2008
SYNERGY INVESTMENT GROUP, LLC
October 25, 2004 - April 4, 2008
SYNERGY INVESTMENT GROUP, LLC
June 25, 2004 - October 26, 2004
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DRJ CAPITAL ADVISORS, LLC
CRD#: 158814 / SEC#: , 8-68926
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
