John P. Siokas
Professional summary
John P Siokas, who also goes by John Peter Siokas, John Siokas, is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John P Siokas's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311October 31, 2021 - February 1, 2024
ETORO USA SECURITIES INC.
November 23, 2018 - October 7, 2021
NATIONAL FINANCIAL SERVICES LLC
March 7, 2016 - December 27, 2016
SIGNATOR INVESTORS, INC.
May 19, 2015 - December 27, 2016
SIGNATOR INVESTORS, INC.
June 26, 2007 - November 26, 2008
COHEN & STEERS SECURITIES, LLC
November 16, 2006 - May 11, 2007
J.P. MORGAN SECURITIES INC.
November 16, 2006 - May 11, 2007
J.P. MORGAN SECURITIES INC.
September 2, 2005 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
September 2, 2005 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
April 12, 2004 - June 27, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2024)
Exams
FINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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