John P. Siokas
Professional summary
John P Siokas, who also goes by John Peter Siokas, John Siokas, is a registered financial professional currently at CNR SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John P Siokas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2026 - Present
CNR SECURITIES, LLC
Office #1: 400 Park Avenue 6th Floor, New York, NY 10022April 1, 2024 - January 2, 2026
MOOMOO FINANCIAL INC.
October 31, 2021 - February 1, 2024
ETORO USA SECURITIES INC.
November 23, 2018 - October 7, 2021
NATIONAL FINANCIAL SERVICES LLC
March 7, 2016 - December 27, 2016
SIGNATOR INVESTORS, INC.
May 19, 2015 - December 27, 2016
SIGNATOR INVESTORS, INC.
June 26, 2007 - November 26, 2008
COHEN & STEERS SECURITIES, LLC
November 16, 2006 - May 11, 2007
J.P. MORGAN SECURITIES INC.
November 16, 2006 - May 11, 2007
J.P. MORGAN SECURITIES INC.
September 2, 2005 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
September 2, 2005 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
April 12, 2004 - June 27, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2026)
Exams
FINRA
Current Firm
CNR SECURITIES, LLC
CRD#: 18466 / SEC#: , 8-36759
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | MANAGING MEMBER / 100% OWNER | |
| BANUELOS, ALMA DELIA | BOARD DIRECTOR | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| CEPLER, MITCHELL DANIEL | CFO AND FINOP | 4554270 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | PRESIDENT, CHIEF EXECUTIVE OFFICER, & BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 8157413 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
