Richard S. Farmer
WALKNER CONDON FINANCIAL ADVISORS LLC
MADISON, WI 53711
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CRD#: 4775911
Professional summary
Richard Stanton Farmer, CFP®, who also goes by Richard Farmer, Stanton Stanton Farmer, is a registered financial advisor currently at WALKNER CONDON FINANCIAL ADVISORS LLC located in Madison, Wisconsin.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Biography
Stan grew up in Columbia, Missouri, and Cedar Rapids, Iowa, but has lived and worked all over the world, from Angola to Dubai to Lisbon. For the past seven years, Stan and his wife, Iracema, have called Middleton, Wisconsin, home. After starting his professional career as an attorney, Stan became a financial advisor in 2004, with the Minneapolis office of Merrill Lynch. After returning to the U.S., Stan joined Thun Financial in 2014, where he began to focus his advisory practice on providing financial planning and investment advice to U.S. expat clients all over the world. He started with Walkner Condon in Sept. 2020.
Stan is a graduate of Northwestern University, where he majored in Economics. He earned a master's degree in government administration (MGA) from the University of Pennsylvania before he matriculated at the University of Iowa, where he obtained a law degree (J.D.). Fluent in English and Portuguese, Stan enjoys taking care of his 100+ pets (African cichlids) and he is completely obsessed with cycling the many paved, gravel, and dirt trails that run throughout Wisconsin when the weather permits, and riding inside with Zwift and his stationary trainer when it doesn't.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Planning
Tax Planning
Investment Planning
Do you have an area of expertise or specialization?
ExPat and Cross Border Issues
High Net Worth Client Needs
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Richard Farmer | Stanton Stanton Farmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WC Tax Services LLC, not investment related, 3418 Monroe Street, Madison, WI 53711, tax preparation, Partner, 1/1/2025, 1 hours per month devoted to business, 0 hours per month during trading hours. Duties are ownership only.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Stanton Farmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 4, 2020 - Present
WALKNER CONDON FINANCIAL ADVISORS LLC
Office #1: 3418 Monroe Street, Madison, WI 53711RIA
CRD#: 160109
MADISON, WI
Past
November 3, 2014 - September 30, 2020
THUN FINANCIAL ADVISORS
RIA
CRD#: 146914
MADISON, WI
Past
January 1, 2014 - October 9, 2014
MORGAN STANLEY
RIA
CRD#: 149777
BLOOMINGTON, MN
Past
December 4, 2013 - October 9, 2014
MORGAN STANLEY
BD
CRD#: 149777
BLOOMINGTON, MN
Past
June 3, 2004 - December 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MINNEAPOLIS, MN
Past
May 13, 2004 - December 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WALKNER CONDON FINANCIAL ADVISORS LLC
WALKNER CONDON FINANCIAL ADVISORS | WALKNER CONDON FINANCIAL ADVISORS, LLC | WALKNER CONDON FINANCIAL ADVISORS LLC
CRD#: 160109 / SEC#: 801-114882
RIA
Registered Investment Advisory firm - (3/26/2019 Approved)Illinois
Registered Investment Advisory firm - (3/26/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/28/2019 Terminated)Texas
Registered Investment Advisory firm - (3/28/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (3/28/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/9/2023)
IAR
Wisconsin(9/4/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WALKNER CONDON FINANCIAL ADVISORS LLC
WALKNER CONDON FINANCIAL ADVISORS | WALKNER CONDON FINANCIAL ADVISORS, LLC | WALKNER CONDON FINANCIAL ADVISORS LLC
CRD#: 160109 / SEC#: 801-114882
RIA
Registered Investment Advisory firm - (3/26/2019 Approved)Illinois
Registered Investment Advisory firm - (3/26/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/28/2019 Terminated)Texas
Registered Investment Advisory firm - (3/28/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (3/28/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3418 Monroe Street, Madison, WI 53711
Mailing Address
Phone number
(608) 234-4127
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,556 |
| AUM (Assets Under Management) | $ 732,818,029 |
Red Flags
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Company Information
WALKNER CONDON FINANCIAL ADVISORS LLC
CRD#: 160109Madison, WI 53711TRUST BUT VERIFY
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