Andrew P. Lydon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Philip Lydon was a registered financial advisor .
Andrew is a previously registered financial advisor and started their career in finance in 2004. Andrew had worked at 6 firms and has passed the Series 66, Series 65, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - November 7, 2018
T3 TRADING GROUP, LLC
September 29, 2017 - March 27, 2018
BRIGHT TRADING, LLC
May 13, 2010 - July 19, 2010
ADVANCED EQUITIES, INC.
May 7, 2010 - July 19, 2010
ADVANCED EQUITIES, INC.
November 1, 2006 - January 18, 2007
ZACKS INVESTMENT MANAGEMENT, INC.
May 10, 2006 - October 31, 2006
AUMENTI CAPITAL MANAGEMENT, LLC
April 21, 2004 - February 23, 2006
FISHER INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
