David L. Winner

WINNER WEALTH MANAGEMENT

Wooster, OH

Some features on this profile are disabled

CRD#: 4775864

Professional summary

David L Winner is a registered financial advisor currently at WINNER WEALTH MANAGEMENT located in Wooster, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WINNER TAX CONSULTING SERVICES - 3606 DOVER RD WOOSTER, OH 44691 - NOT INVESTMENT RELATED - OWNER/RENDER TAX ADVISE, PLANNING & PREPARATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Winner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2017 - Present

WINNER WEALTH MANAGEMENT

RIA

CRD#: 287582

Wooster, OH

Past

October 27, 2005 - December 31, 2016

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

WOOSTER, OH

Past

August 19, 2005 - December 31, 2016

CFD INVESTMENTS, INC.

CRD#: 25427

WOOSTER, OH

Past

May 27, 2004 - August 9, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

FAIRLAWN, OH

Past

May 14, 2004 - August 9, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2004

General Securities Representative Examination

Current Firm

WINNER WEALTH MANAGEMENT

WINNER TAX CONSULTING SERVICE | WINNER, DAVID L | WINNER WEALTH MANAGEMENT

CRD#: 287582 / SEC#:

Ohio

Registered Investment Advisory firm - (3/3/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Wooster, OH

Mailing Address

Phone number

(330) 465-4076

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 7,080,122

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David L. Winner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Winner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINNER WEALTH MANAGEMENT

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2004

SIE

Date: 12/31/2016

Series 7

Date: 5/13/2004

Current Firm

WINNER WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINNER WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors