Michael D. Elmore

LPL ENTERPRISE

SANDUSKY, OH 44870

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CRD#: 4775848

Professional summary

Michael D Elmore, who also goes by Michael Darren Elmore, Michael D Elmore, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Sandusky, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Darren Elmore | Michael D Elmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael D Elmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael D Elmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 1521 E. Perkins Ave., Sandusky, OH 44870

RIA

CRD#: 8733

SANDUSKY, OH

Current

December 8, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 1521 E. Perkins Ave., Sandusky, OH 44870

RIA

CRD#: 8733

SANDUSKY, OH

Past

February 23, 2024 - November 5, 2025

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

February 21, 2024 - November 5, 2025

CORECAP ADVISORS

RIA

CRD#: 158819

Amherst, OH

Past

October 4, 2023 - February 26, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

LORAIN, OH

Past

August 25, 2023 - February 26, 2024

LPL FINANCIAL LLC

CRD#: 6413

AVON LAKE, OH

Past

May 28, 2022 - August 19, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LORAIN, OH

Past

May 23, 2022 - August 19, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

LORAIN, OH

Past

March 24, 2021 - May 3, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

OREGON, OH

Past

March 23, 2021 - May 3, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

OREGON, OH

Past

January 21, 2020 - December 31, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

MAUMEE, OH

Past

November 10, 2016 - October 25, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SANDUSKY, OH

Past

October 21, 2016 - October 25, 2019

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SANDUSKY, OH

Past

April 20, 2004 - October 29, 2004

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(12/9/2025)

IAR

Ohio
(12/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/2/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/21/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORNINGSTAR, MATTHEW EDWIN	CHIEF LEGAL OFFICER	2510742
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Elmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael D Elmore's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael D Elmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CITIZENS SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

W&S BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2023

Series 63

Date: 2/10/2020

Series 7TO

Date: 9/2/2021

SIE

Date: 10/1/2018

Series 6

Date: 10/21/2016

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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