David M. Gerasin

STEELE STREET CAPITAL LLC

KITTERY, ME 03904

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CRD#: 4775582

Professional summary

David Michael Gerasin, who also goes by David M Gerasin, is a registered financial advisor currently at STEELE STREET CAPITAL LLC located in Kittery, Maine.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Gerasin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GERASIN FAMILY REALTY, LLC; INV RELATED; KITTERY, ME; 44% OWNERSHIP, LLC FOR COMMERCIAL RENTAL PROPERTY; START 07/11/2014; 10 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INVOLVE OWNING AND MANAGING THE COMMERCIAL PROPERTY. TRUSTEE FOR STEELE STREET CAPITAL PSP & DBP; INV RELATED; KITTERY, ME; START: 1/1/13; 1 HR/MO; 0 DURING TRADING. 445 YORK STREET LLC, INV RELATED, KITTERY, ME, 63% OWNERSHIP, START 11/13/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, COMMERCIAL REAL ESTATE RENTAL MANAGING MEMBER. YSKICE LLC, INV RELATED, KITTERY, ME, 100% OWNERSHIP, START 3/12/2018, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, MANAGING MEMBER OF REAL ESTATE LAND PURCHASE. STEELE STREET CAPITAL, LLC; INVESTMENT RELATED; KITTERY, ME; 100% OWNERSHIP; START DATE 06/1/2013; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 200; OWNER OF FINET PRACTICE. GERASIN HOLDINGS LLC; KITTERY, ME; 100% OWNERSHIP; START DATE 6/7/2023; 2 HOURS PER MONTH; 0 DURING TRADING; MANAGING LLC INTERESTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gerasin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2024 - Present

STEELE STREET CAPITAL LLC

Office #1: 1 Me-236 Suite 3, Kittery, ME 03904

RIA

CRD#: 331520

KITTERY, ME

Past

June 15, 2012 - September 27, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

KITTERY, ME

Past

June 15, 2012 - September 27, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

KITTERY, ME

Past

June 1, 2009 - July 13, 2012

MORGAN STANLEY

RIA

CRD#: 149777

PORTSMOUTH, NH

Past

June 1, 2009 - July 13, 2012

MORGAN STANLEY

CRD#: 149777

PORTSMOUTH, NH

Past

October 17, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORTSMOUTH, NH

Past

October 17, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PORTSMOUTH, NH

Past

October 12, 2004 - October 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTSMOUTH, NH

Past

August 11, 2004 - October 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELE STREET CAPITAL LLC

CRD#: 331520 / SEC#: 801-130911

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(9/23/2024)

IAR

Texas
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2013

General Securities Principal Examination

Current Firm

STEELE STREET CAPITAL LLC

CRD#: 331520 / SEC#: 801-130911

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

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Contact information

Main Address

1 Me-236 Suite 3, Kittery, ME 03904

Mailing Address

1 Me-236 Suite 2, Kittery, ME 03904

Phone number

(207) 475-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 101,696,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Gerasin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gerasin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STEELE STREET CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2004

Series 24

Date: 8/20/2013

Current Firm

STEELE STREET CAPITAL LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

STEELE STREET CAPITAL LLC

TRUST BUT VERIFY

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