Ronald A. Barry

Some features on this profile are disabled

CRD#: 4775322

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Allen Barry, CFP®, who also goes by Ronald A Barry, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 2004. Ronald had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronald A Barry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAMETTE FINANCIAL ADVISORS, LLC, INVESTMENT RELATED, 5335 SW MEADOWS ROAD, SUITE #240, LAKE OSWEGO, OR 97035, MEMBER, MANAGER, INDEPENDANT ADVISOR, CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER, SINCE 9/5/2014, DEVOTED TIME IS 160 HOURS, PROVIDE FEE BASED ADVICE AND PORTFOLIO MANAGEMENT FOR INDIVIDUAL CLIENTS. VOLCO CONSULTING LLC, NON-SEC, 18892 SW ARROWWOOD AVE LAKE OSWEGO OR 97035, LLC FOR INDEPENDENT PERSONAL BUSINESS ACCOUNTING PURPOSES, OWNER, 9/07, 8-10 HRS/MO, 0-2 TRADING HRS/ MONTH. CENTAURUS FINANCIAL, INC, SECURITIES AND INSURANCE RELATED, 5335 SW MEADOWS ROAD, SUITE 240, LAKE OSWEGO, OR 97035, REGISTERED INVESTMENT ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, 01/ 15, 15 HRS/MONTH, 12 TRADING HRS/MONTH. WILLAMETTE FINANCIAL ADVISORS LLC, INSURANCE RELATED, 5335 SW MEADOWS ROAD STE 240 LAKE OSWEGO OR 97035, LIFE & LTC INSURANCE, INDEPENDENT AGENT, 9/14, 2 HRS/MONTH, 1 TRADING HRS/MONTH, LI FE INSURANCE AND LONG TERM CARE INSURANCE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

January 7, 2015 - September 3, 2025

WILLAMETTE FINANCIAL ADVISORS, LLC

RIA

CRD#: 173482

PORTLAND, OR

Past

January 2, 2015 - December 31, 2017

CENTAURUS FINANCIAL, INC.

CRD#: 30833

LAKE OSWEGO, OR

Past

April 14, 2009 - December 31, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

LAKE OSWEGO, OR

Past

October 31, 2005 - December 31, 2014

OSAIC SERVICES, INC.

CRD#: 133763

LAKE OSWEGO, OR

Past

March 3, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 28, 2004 - March 1, 2005

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

CRD#: 173482 / SEC#: 801-112193

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

California

Registered Investment Advisory firm - (1/20/2018 Terminated)

Idaho

Registered Investment Advisory firm - (12/21/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Oregon

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2017 Terminated)

Washington

Registered Investment Advisory firm - (12/28/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6650 Sw Redwood Lane, Suite 310 Suite 310, Portland, OR 97224

Mailing Address

Phone number

(503) 747-0306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	670
AUM (Assets Under Management)	$ 151,816,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald A. Barry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

WILLAMETTE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2009

Series 63

Date: 8/5/2004

SIE

Date: 12/31/2017

Series 7

Date: 6/7/2007

Series 6

Date: 7/27/2004

Current Firm

WILLAMETTE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLAMETTE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors