Kristopher L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Lancing Johnson, who also goes by Kristopher Johnson, was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 2006. Kristopher had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2019 - February 14, 2022
GENESIS GLOBAL TRADING, INC
July 23, 2015 - April 8, 2016
MORGAN STANLEY & CO. LLC
November 23, 2011 - July 2, 2015
JEFFERIES LLC
May 18, 2009 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
July 24, 2006 - September 19, 2007
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
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Exams
Current Firm
GENESIS GLOBAL TRADING, INC
CRD#: 136962 / SEC#: , 8-67055
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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