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KJ

Kristopher Lancing Johnson

CRD# 4774450·Registered 2006 - 2022
Previously Registered: Being a previously registered professional could mean that Kristopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kristopher Lancing Johnson, who also goes by Kristopher Johnson, was a registered financial advisor. Kristopher was a previously registered financial professional and started their career in finance 2006 - 2022. Kristopher had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristopher Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

GENESIS GLOBAL TRADING, INC·CRD# 136962
BD
New York, NY
February 20, 2019 - February 14, 2022
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
July 23, 2015 - April 8, 2016
JEFFERIES LLC·CRD# 2347
BD
New York, NY
November 23, 2011 - July 2, 2015
JEFFERIES BACHE SECURITIES, LLC·CRD# 127733
BD
New York, NY
May 18, 2009 - November 23, 2011
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
July 24, 2006 - September 19, 2007

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Current Firm

GG
GENESIS GLOBAL TRADING, INC

GENESIS GLOBAL TRADING | SECONDMARKET, INC. | GREEN DRAKE, INC. | GREEN DRAKE CAPITAL CORP. | GENESIS GLOBAL TRADING, INC

CRD#: 136962 / SEC#: 8-67055
BD
Terminated by SEC on 12/10/2023

Contact Information

Established

Delaware since 06/08/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DIGITAL CURRENCY GROUP INCWHOLE OWNER—
ALVAREZ, CARLOS CCCO5689384
CHAN, LAI KAM ALICEOFFICER4790629
HOROWITZ, DANIEL ROBERTFINANCIAL AND OPERATIONS PRINCIPAL6424147
ISLIM, AHMED DERARCEO6080654
MURPHY, MARK DANIELDIRECTOR5695540
PRETTO-SAKMANN, ARIANNACHIEF LEGAL OFFICER7115671

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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