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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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ZC

Zachary F. Crump

IM GLOBAL US DISTRIBUTORS LLC
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4774271
ZC

Professional summary

Zachary Flint Crump, CIMA® is a registered financial professional currently at IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2004. Zachary has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Flint Crump's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

February 16, 2022 - Present

IM GLOBAL US DISTRIBUTORS LLC

Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
BD
CRD#: 299892
El Segundo, CA
Past

December 14, 2020 - January 27, 2022

CHARTWELL INVESTMENT PARTNERS, LLC

RIA
CRD#: 170335
The Colony, TX
Past

December 14, 2020 - January 27, 2022

CHARTWELL TSC SECURITIES CORP.

BD
CRD#: 172196
PITTSBURGH, PA
Past

December 2, 2016 - February 3, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

December 1, 2016 - February 3, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ
Past

December 6, 2011 - September 1, 2016

HARRISDIRECT LLC

RIA
CRD#: 42159
Jersey City, NJ
Past

December 6, 2011 - September 1, 2016

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

March 14, 2011 - December 8, 2011

MORGAN STANLEY

BD
CRD#: 149777
WARREN, NJ
Past

March 8, 2011 - December 8, 2011

MORGAN STANLEY

RIA
CRD#: 149777
WARREN, NJ
Past

October 11, 2006 - April 8, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

October 11, 2006 - April 8, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA
Past

August 8, 2005 - September 27, 2006

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOS ANGELES, CA
Past

August 8, 2005 - September 27, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

October 20, 2004 - March 24, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
WARWICK, RI
Past

October 20, 2004 - March 24, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

June 14, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
PROVIDENCE, RI
Past

May 14, 2004 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/22/2022)
RR
Arizona
(3/21/2025)
RR
Arkansas
(2/16/2022)
RR
Georgia
(5/7/2024)
RR
Louisiana
(2/16/2022)
RR
Mississippi
(8/22/2022)
RR
New Mexico
(2/16/2022)
RR
Oklahoma
(2/16/2022)
RR
South Carolina
(3/21/2025)
RR
Tennessee
(5/7/2024)
RR
Texas
(2/16/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/11/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/13/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IM GLOBAL US DISTRIBUTORS LLC
IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: , 8-70266

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Mailing Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Phone number
(323) 238-4518
Established
Delaware since 12/05/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IM GLOBAL PARTNER SASPARENT COMPANY
KELLY, JOSEPH PETER IICHIEF COMPLIANCE OFFICER6268052
SCARPATI, GERARDFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2313132
SEELEY, JEFFREY KENTPRINCIPAL, CHIEF OPERATING OFFICER2539223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892El Segundo, CA 90245

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