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Aaron Dennis Dirlam

SPRINGTIDE PARTNERS
CHICAGO, IL
·CRD# 4774219·11 years experience

Professional Summary

Aaron Dennis Dirlam, who also goes by Aaron D. Dirlam, is a registered financial advisor currently at SPRINGTIDE PARTNERS located in Chicago, Illinois and HARMONIC CAPITAL, LLC located in Chicago, Illinois. Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Aaron has worked at 4 firms.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aaron D. Dirlam

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

SPRINGTIDE PARTNERS·CRD# 287968
RIA
15 West Hubbard Street Suite 500, Chicago, IL 60654
June 1, 2017 - Present
HARMONIC CAPITAL, LLC·CRD# 335516
RIA
Chicago, IL
May 7, 2025 - Present
FOSTER BRIDGE PARTNERS, LLC·CRD# 164444
RIA
Chicago, IL
July 22, 2016 - February 10, 2017
VOGEL CONSULTING, LLC·CRD# 114661
RIA
Brookfield, WI
April 23, 2004 - December 14, 2005

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Current Firm

SP
SPRINGTIDE PARTNERS

SPRINGTIDE PARTNERS | SPRINGTIDE PARTNERS, LLC. | SPRINGTIDE PARTNERS, LLC

CRD#: 287968 / SEC#: 801-124707
RIA
Registered Investment Advisory firm - SEC (2/10/2025 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (7/29/2024 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (12/4/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (8/2/2024 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

15 West Hubbard Street Suite 500, Chicago, IL 60654

Phone Number

(224) 478-1529

# of Employees

6

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

88

AUM (Assets Under Management)

$51,004,370

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SpringTide Partners, LLC, investment related, Chicago, IL, Investment Advisory Firm, Managing Member, 03/2017 to Present, 85% to 100% of time is spent on this activity. Harmonic Capital, LLC, investment related, Chicago, IL, Investment Advisory Firm, Managing Member, 03/2025 to Present, an estimated 40-60% of professional time is dedicated to Harmonic Capital, depending on client needs and operational demands. The remainder of time is dedicated to SpringTide Partners, LLC. Both entities are under common control, and services are coordinated to prevent conflicts of interest.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(6/1/2017)
IAR
Minnesota
(7/7/2017)
IAR
Texas
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Aaron Dennis Dirlam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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