Aaron D. Dirlam

SPRINGTIDE PARTNERS

CHICAGO, IL 60611

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CRD#: 4774219

Professional summary

Aaron Dennis Dirlam, who also goes by Aaron D. Dirlam, is a registered financial advisor currently at SPRINGTIDE PARTNERS located in Chicago, Illinois and HARMONIC CAPITAL, LLC located in Cedar Park, Texas.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Aaron has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron D. Dirlam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SpringTide Partners, LLC, investment related, Chicago, IL, Investment Advisory Firm, Managing Member, 03/2017 to Present, 85% to 100% of time is spent on this activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Dennis Dirlam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2017 - Present

SPRINGTIDE PARTNERS

Office #1: 444 North Wabash Avenue Suite 300, Chicago, IL 60611

RIA

CRD#: 287968

CHICAGO, IL

Current

May 7, 2025 - Present

HARMONIC CAPITAL, LLC

RIA

CRD#: 335516

CEDAR PARK, TX

Past

July 22, 2016 - February 10, 2017

FOSTER BRIDGE PARTNERS, LLC

RIA

CRD#: 164444

Chicago, IL

Past

April 23, 2004 - December 14, 2005

VOGEL CONSULTING, LLC

RIA

CRD#: 114661

BROOKFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/1/2017)

IAR

Minnesota
(7/7/2017)

IAR

Texas
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SPRINGTIDE PARTNERS

SPRINGTIDE PARTNERS | SPRINGTIDE PARTNERS, LLC. | SPRINGTIDE PARTNERS, LLC

CRD#: 287968 / SEC#: 801-124707

RIA

Registered Investment Advisory firm - (2/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/29/2024 Approved)

Minnesota

Registered Investment Advisory firm - (12/4/2024 Approved)

Texas

Registered Investment Advisory firm - (8/2/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

444 North Wabash Avenue Suite 300, Chicago, IL 60611

Mailing Address

Phone number

(224) 478-1529

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 47,879,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron D. Dirlam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Dennis Dirlam's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGTIDE PARTNERS

HARMONIC CAPITAL, LLC

FOSTER BRIDGE PARTNERS, LLC

VOGEL CONSULTING, LLC

State Registrations and Notice Filings

Exams

Current Firm

SPRINGTIDE PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPRINGTIDE PARTNERS

TRUST BUT VERIFY

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