Anna M. Popke

MAJESTIC OAK FINANCIAL

Round Rock, TX

CRD#: 4774215

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Professional summary

Anna Maria Popke, CFP®, who also goes by Anna Maria Pisapia, Anna Popke, is a registered financial advisor currently at MAJESTIC OAK FINANCIAL, LLC located in Round Rock, Texas.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Anna has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anna Maria Pisapia | Anna Popke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Maria Popke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 3, 2008 - Present

MAJESTIC OAK FINANCIAL, LLC

RIA

CRD#: 133067

Round Rock, TX

Past

June 11, 2001 - November 30, 2004

PREMIER FINANCIAL PLANNING

RIA

CRD#: 111928

ESCONDIDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/3/2008)

IAR

California
(1/3/2008)

IAR

New York
(11/19/2021)

IAR

Texas
(7/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2000

Uniform Investment Adviser Law Examination

Current Firm

MAJESTIC OAK FINANCIAL, LLC

MAJESTIC OAK FINANCIAL | POPKE, ANNA MARIA | MAJESTIC OAK FINANCIAL, LLC

CRD#: 133067 / SEC#:

Arkansas

Registered Investment Advisory firm - (11/9/2004 Approved)

California

Registered Investment Advisory firm - (4/20/2006 Approved)

New York

Registered Investment Advisory firm - (4/28/2008 Approved)

Texas

Registered Investment Advisory firm - (9/21/2016 Approved)

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Contact information

Main Address

Round Rock, TX

Mailing Address

Phone number

(512) 291-3546

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 51,140,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna M. Popke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Maria Popke's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAJESTIC OAK FINANCIAL, LLC

PREMIER FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2000

Current Firm

MAJESTIC OAK FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAJESTIC OAK FINANCIAL, LLC

TRUST BUT VERIFY

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