Bryin A. Sills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryin Alan Sills was a registered financial professional .
Bryin is a previously registered financial professional and started their career in finance in 2004. Bryin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2016 - December 24, 2025
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2016 - December 24, 2025
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2014 - March 30, 2016
CETERA WEALTH SERVICES, LLC
February 27, 2014 - March 30, 2016
CETERA WEALTH SERVICES, LLC
October 31, 2013 - February 11, 2014
CUSO FINANCIAL SERVICES, L.P.
October 29, 2013 - February 11, 2014
CUSO FINANCIAL SERVICES, L.P.
May 11, 2011 - November 14, 2011
PNC WEALTH MANAGEMENT LLC
May 11, 2011 - November 14, 2011
PNC WEALTH MANAGEMENT LLC
March 15, 2010 - May 6, 2011
UNITED BROKERAGE SERVICES, INC
May 19, 2008 - May 6, 2011
UNITED BROKERAGE SERVICES, INC
December 4, 2007 - May 2, 2008
LPL FINANCIAL LLC
March 28, 2005 - May 2, 2007
IFMG SECURITIES, INC.
August 23, 2004 - March 18, 2005
M&T SECURITIES, INC.
July 22, 2004 - July 29, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
March 26, 2004 - June 11, 2004
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 2498892 |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 4903526 |
| KARANIK, ERIK ANTHONY | BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 5616656 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 5385585 |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL | 2448617 |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 7491790 |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2301454 |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER | 5433568 |
Regulatory assets under management
| Total Number of Accounts | 1,327,695 |
| AUM (Assets Under Management) | $ 606,037,831,365 |
Disclosures
| Regulatory Event | 183 |
| Civil Event | 2 |
| Arbitration | 303 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
