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CF

Christopher R. Frye

Some features on this profile are disabled
CRD#: 4773905
CF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Roger Frye, who also goes by Christopher Roger Frye Mr, Christopher Frye, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Roger Frye Mr | Christopher Frye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 22, 2024 - June 4, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Charleston, SC
Past

February 21, 2024 - June 4, 2024

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Charleston, SC
Past

September 23, 2022 - April 6, 2023

BANKERS LIFE ADVISORY SERVICES, INC.

RIA
CRD#: 281285
North Charleston, SC
Past

September 23, 2022 - April 6, 2023

BANKERS LIFE SECURITIES, INC.

BD
CRD#: 173962
North Charleston, SC
Past

February 4, 2021 - May 4, 2022

FIRST HORIZON ADVISORS, INC.

RIA
CRD#: 17117
Mt. Pleasant, SC
Past

February 4, 2021 - May 4, 2022

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
Mt. Pleasant, SC
Past

January 23, 2020 - January 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLESTON, SC
Past

January 23, 2020 - January 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLESTON, SC
Past

March 9, 2018 - October 8, 2019

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
CHARLESTON, SC
Past

March 9, 2018 - October 8, 2019

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
CHARLESTON, SC
Past

July 2, 2008 - November 15, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLESTON, SC
Past

March 10, 2008 - November 15, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLESTON, SC
Past

February 20, 2007 - June 5, 2007

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY
Past

September 11, 2006 - March 5, 2007

SPENCER CLARKE LLC

BD
CRD#: 41316
NEW YORK, NY
Past

May 24, 2004 - May 12, 2006

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2004
General Securities Representative Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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