Craig S. Taddonio
Professional summary
Craig Scott Taddonio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Craig had worked at 5 firms, which includes WINDSOR STREET CAPITAL LP, CRAIG SCOTT CAPITAL LLC, BROOKSTONE SECURITIES INC., JHS CAPITAL ADVISORS LLC, GUNNALLEN FINANCIAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2016 - March 9, 2017
WINDSOR STREET CAPITAL, LP
February 7, 2012 - January 28, 2016
CRAIG SCOTT CAPITAL, LLC
May 19, 2010 - February 3, 2012
BROOKSTONE SECURITIES, INC.
December 17, 2005 - May 17, 2010
JHS CAPITAL ADVISORS, LLC
March 19, 2004 - December 20, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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