Gerald J. Zulli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald John Zulli, who also goes by Jerry Zulli, was a registered financial advisor .
Gerald is a previously registered financial advisor and started their career in finance in 1971. Gerald had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2008 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.
October 4, 2006 - June 13, 2008
PURSHE KAPLAN STERLING INVESTMENTS
May 8, 2006 - October 5, 2006
RAMPART FINANCIAL SERVICES, INC.
April 26, 2006 - September 19, 2006
INTE SECURITIES LLC
January 6, 2005 - May 4, 2006
LPL FINANCIAL LLC
April 27, 1995 - May 4, 2006
LPL FINANCIAL LLC
July 31, 1993 - December 20, 1994
CITIGROUP GLOBAL MARKETS INC.
June 24, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
February 18, 1982 - July 9, 1993
PRUCO SECURITIES, LLC.
October 30, 1974 - July 9, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 16, 1971 - February 25, 1973
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1971
Registered Representative ExaminationCurrent Firm
RAMPART FINANCIAL SERVICES, INC.
CRD#: 43294 / SEC#: , 8-50218
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
