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KL

Keh-shiou K. Leu

INSIDEOUT WEALTH STRATEGIES
Cupertino, CA
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CRD#: 4773449
KL

Professional summary


Keh-shiou Kirk Leu, who also goes by Keh-shiou K. Leu, Keh-shiou Leu, is a registered financial advisor currently at INSIDEOUT WEALTH STRATEGIES, LLC located in Cupertino, California.

Keh-shiou is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Keh-shiou has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Keh-Shiou K. Leu | Keh-Shiou Leu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11/02/2015 * Legend Design Technology Inc. * For-Profit Board Member * NOT INV REL * 2905 Stender Way, Suite 50, Santa Clara, CA 94054 * START 11/15/15 * 1 HR/MO NOT DURING SECS TRDG HRS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Keh-shiou Kirk Leu's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 19, 2018 - Present

INSIDEOUT WEALTH STRATEGIES, LLC

RIA
CRD#: 290389
Cupertino, CA
Past

July 20, 2006 - January 19, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
CUPERTINO, CA
Past

July 20, 2006 - January 19, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
CUPERTINO, CA
Past

June 20, 2005 - July 21, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SAN JOSE, CA
Past

September 20, 2004 - July 21, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SAN JOSE, CA
Past

April 1, 2004 - May 3, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/19/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/6/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/2006
General Securities Principal Examination

Current Firm


IW
INSIDEOUT WEALTH STRATEGIES, LLC
INSIDEOUT WEALTH STRATEGIES, LLC

CRD#: 290389 / SEC#:

California
Registered Investment Advisory firm - (1/19/2018 Approved)
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Contact information


Main Address
Cupertino, CA
Mailing Address
Phone number
(408) 833-7393
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts99
AUM (Assets Under Management)$ 53,462,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INSIDEOUT WEALTH STRATEGIES, LLC

CRD#: 290389Cupertino, CA

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