John P. Reese

VALIDEA CAPITAL MANAGEMENT LLC

West Hartford, CT

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CRD#: 4773210

Professional summary

John Philip Reese is a registered financial advisor currently at VALIDEA CAPITAL MANAGEMENT LLC located in West Hartford, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; Validea.com whether the business is investment-related; investment research the address of the other business; 363 Ridgewood Rd, West Hartford, CT 06107 the nature of the other business; investment research your position; CEO/Founder title, or relationship with the other business; business development and education the start date of your relationship; 04/2001 the approximate number of hours/month you devote to the other business; 24 the number of hours you devote to the other business during securities trading hours; 2 and briefly describe your duties relating to the other business; support the business via educational, marketing, customer service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Philip Reese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2004 - Present

VALIDEA CAPITAL MANAGEMENT LLC

RIA

CRD#: 130887

West Hartford, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2021)

IAR

Colorado
(9/10/2021)

IAR

Connecticut
(10/14/2004)

IAR

Virginia
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2004

Uniform Investment Adviser Law Examination

Current Firm

VALIDEA CAPITAL MANAGEMENT LLC

CRD#: 130887 / SEC#: 801-66767

RIA

Registered Investment Advisory firm - (6/30/2021 Terminated)

California

Registered Investment Advisory firm - (8/31/2021 Approved)

Colorado

Registered Investment Advisory firm - (9/3/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/29/2021 Approved)

New York

Registered Investment Advisory firm - (6/14/2006 Terminated)

Virginia

Registered Investment Advisory firm - (8/12/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fairfield, CT

Mailing Address

Phone number

(800) 730-3457

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 45,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Reese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Philip Reese's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALIDEA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2004

Current Firm

VALIDEA CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALIDEA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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