Daniel L. Silverstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Louis Silverstein, who also goes by Dan L Silverstein, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 8 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2018 - December 10, 2021
ARIVE CAPITAL MARKETS
October 19, 2011 - September 21, 2018
PRIMEX
November 3, 2009 - October 19, 2011
BASIS FINANCIAL, LLC
March 24, 2009 - July 15, 2009
GWN SECURITIES INC.
April 17, 2008 - March 12, 2009
J.P. TURNER & COMPANY, L.L.C.
April 5, 2007 - April 23, 2008
GUNNALLEN FINANCIAL, INC
October 31, 2005 - April 9, 2007
EMMETT A LARKIN COMPANY, INC.
January 3, 2005 - November 14, 2005
SALOMON GREY FINANCIAL CORPORATION
June 29, 2004 - January 10, 2005
GUNNALLEN FINANCIAL, INC
June 7, 2004 - July 28, 2004
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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